Universal Asset Management

Governance

Universal Asset Management Limited treats governance as a set of fixed mechanisms, not a tone of voice. Investment decisions pass through investment committee discipline. The firm holds Fund Property in self-custody under DFSA CIR Rule 13.4.2A(b). Valuation is carried out quarterly under the IPEV Valuation Guidelines, and reporting to investors is made against those standards. The firm makes no further operational claims.

Key Persons

The Key Persons of Universal Asset Management Limited are named below.

  • Tanjir Sugar

  • Dylan Ball

  • David Potton

  • Julien Recan

Regulatory oversight

Oversight of this firm is not self-certified.

Universal Asset Management Limited is regulated by the Dubai Financial Services Authority, the independent regulator of financial services conducted in or from the Dubai International Financial Centre. The DFSA publishes the firm's licence, restriction and authorised individuals on its public register at www.dfsa.ae. Enquiries to the DFSA can be made through its enquiry service.